Europeiska värdepappersmyndigheten (Esma) Riktlinjer 2021 15
Europeiska dataskyddsstyrelsens riktlinjer om hur dataskyddsförordningen ska tillämpas. De är inte bindande, men väger tungt i tillsynsmyndigheternas praxis.
- ESMA74-362-2176
- Guidelines on calculation of positions in SFTs by Trade Repositories
- ESMA81-393-288
- Guidelines on methodology oversight function and record keeping requirements
- ESMA70-156-4263
- Guidelines on the MiFID II/ MiFIR obligations on market data
- ESMA34-45-1272
- Guidelines on marketing communications under the Regulation on cross-border distribution of funds
- ESMA70-151-3431
- Guidelines on written agreements between members of CCP colleges
- ESMA34-49-291
- Guidelines on stress test scenarios under the MMF Regulation
- ESMA34-32-701
- Guidelines on Article 25 of Directive 2011/61/EU
- ESMA50-164-4285
- Guidelines On outsourcing to cloud service providers
- ESMA33-9-295
- Guidelines on the submission of periodic information to ESMA by Credit Rating Agencies – 2nd Edition
- ESMA74-362-249
- Guidelines On periodic information to be submitted to ESMA by Trade Repositories
- ESMA35-36-1952
- Guidelines on certain aspects of the MiFID II compliance function requirements
- ESMA33-9-320
- Guidelines On Disclosure Requirements Applicable to Credit Ratings
- ESMA33-9-371
- Guidelines on Internal Control for CRAs
- ESMA32-382-1138
- Guidelines on disclosure requirements under the Prospectus Regulation
- ESMA33-128-1001
- Guidelines on portability of information between securitisation repositories under the Securitisation Regulation