Europeiska värdepappersmyndigheten (Esma) Riktlinjer 2023 14
Europeiska dataskyddsstyrelsens riktlinjer om hur dataskyddsförordningen ska tillämpas. De är inte bindande, men väger tungt i tillsynsmyndigheternas praxis.
- ESMA74-362-2281
- Guidelines for reporting under EMIR
- ESMA35-43-3448
- Guidelines on MiFID II product governance requirements
- ESMA80-416-203
- Guidelines on Disclosure Requirements for Initial Reviews and Preliminary Ratings
- ESMA91-372-2067
- Guidelines on the methodology to be used by the resolution authority for determining the valuation of contracts prior to their termination as referred to in Article 29(1) of CCPRRR
- ESMA91-372-1704
- Guidelines further specifying the circumstances for temporary restrictions in the case of a significant non-default event in accordance with Article 45a of EMIR
- ESMA91-372-2070
- Guidelines on the application of the circumstances under which a central counterparty is deemed to be failing or likely to fail
- ESMA91-372-1700
- Guidelines on the consistent application of the triggers for the use of Early Intervention Measures
- ESMA35-42-1470
- Joint EBA and ESMA Guidelines on common procedures and methodologies for the supervisory review and evaluation process (SREP)
- ESMA35-43-3565
- Guidelines on certain aspects of the MIFID II remuneration requirements
- ESMA35-43-3172
- Guidelines on certain aspects of the MiFID II suitability requirements
- ESMA91-372-1702
- Guidelines on CCP recovery plan indicators (Article 9(5) CCPRRR)
- ESMA91-372-1701
- Guidelines on CCP recovery plan scenarios (Article 9(12) of CCPRRR)
- ESMA70-460-213
- Guidelines on standard forms, formats and templates to apply for permission to operate a DLT market infrastructure
- ESMA50-164-6583
- Guidelines on stress test scenarios under the MMF Regulation